Susan Moore-Wester has primary responsibility for compliance-related matters at HGI. In her function as Chief Compliance Officer, Susan reports directly to Eileen Smiley and indirectly to HGI's CEO, Ron Holt. Prior to joining our firm in 2005, Susan was a Securities Compliance Examiner with the U.S. Securities and Exchange Commission - Southeast Regional Office, in Miami, FL. She also worked as Portfolio Compliance Manager at Franklin Templeton. Susan also served as the Senior Director of the Membership and Registration Department of the Chicago Mercantile Exchange. She received her MBA from the University of Chicago and her BS in Education from the State University of New York College of Arts and Sciences.
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